The “Why”. AmbroseAdvisors™ is an investment banking and financial advisory firm that provides a full range of liquidity transaction options, capital placement, and valuation advice. We also have a core focus and deep expertise in helping business owners evaluate, structure, implement and finance ESOP buyout transactions, and then helping them manage and administer their ESOP post-closing.
Investment Banking. AmbroseAdvisors™ helps business owners develop and implement business succession strategies and extract value and liquidity from their businesses utilizing the following transaction options:
Capital Procurement. We source and place debt and equity capital to fund growth, refinance existing debt or recapitalize your balance sheet. We have deep national relationships with bank lenders, alternative non-bank lenders, subordinated debt lenders and private equity funds that we can source for the right opportunities.
Plan Administration. AmbroseAdvisors™ provides qualified and non-qualified recordkeeping and third-party administration services to its clients in addition to general ESOP consulting services. We provide full-service consulting and coordinate with human resource departments, trustees, attorneys, valuation experts and certified public accountants in the administration process. Our professionals provide timely and accurate reports and participant account statements. We have significant experience in plan administration and recordkeeping for ESOPs.
Legal Counsel. AmbroseAdvisors’s™ affiliate member, Holzman Horner PLLC, provides independent legal representation of shareholders, companies and ESOP fiduciaries seeking counseling on ESOP-related matters and traditional Mergers and Acquisitions transactions involving ESOP-owned companies. Holzman Horner PLLC has extensive experience counseling corporate boards as they evaluate and implement leveraged ESOP transactions and traditional Mergers and Acquisitions transactions involving their ESOP-owned company. The firm also has significant experience counseling shareholders, ESOP fiduciaries and senior and subordinated lenders in connection with a wide array of ESOP-related matters. The firm also provides ongoing counseling to its clients to establish and maintain best corporate governance practices for ESOP-owned companies, ensure ESOP operations and administration comply with Federal law, and assist with informal inquiries, investigations and examinations conducted by the United States Department of Labor and the Internal Revenue Service.
Investment Banking Services Through: ShorelineAmbrose Advisors, LLC Member FINRA/SIPC